Investment Advisory

Wealth Management

Our wealth management service is the foundation of our client relationships. We begin with a deep understanding of your financial picture — assets, liabilities, income, expenses, risk tolerance, and goals — and construct a personalized investment strategy designed to grow and protect your wealth over time.

We employ a disciplined, evidence-based investment approach that combines strategic asset allocation with tactical adjustments based on market conditions and economic outlook. Our open-architecture platform gives us access to institutional-quality investments, including individual securities, ETFs, mutual funds, and alternative investments, allowing us to build diversified portfolios free from proprietary product constraints.

  • Customized portfolio construction and ongoing management
  • Risk assessment and tolerance profiling
  • Asset allocation strategy and rebalancing
  • Performance monitoring and quarterly reporting
  • ESG and socially responsible investment options
  • Concentrated stock position management
Planning & Strategy

Retirement Planning

Whether you are decades away from retirement or approaching it in the near term, our retirement planning services are designed to give you clarity and confidence about your financial future. We develop comprehensive retirement income plans that address the complex interplay between Social Security timing, pension benefits, investment withdrawals, and tax efficiency.

Our planning process uses sophisticated modeling tools to stress-test your retirement plan against a wide range of scenarios, including market downturns, inflation spikes, extended longevity, and healthcare cost increases. We revisit and adjust your plan regularly to ensure it remains aligned with your evolving needs and changing market conditions.

  • Retirement income projection and gap analysis
  • Social Security optimization strategies
  • 401(k), IRA, and Roth conversion planning
  • Withdrawal sequencing and tax-bracket management
  • Healthcare and long-term care cost planning
  • Monte Carlo simulation and scenario analysis
Tax Strategy

Tax Optimization

Taxes are often the single largest drag on investment returns, yet many investors fail to incorporate tax strategy into their financial planning. At ADP Workforce Management, tax optimization is not an afterthought — it is woven into every investment decision and planning recommendation we make.

Our Director of Tax Strategy works closely with your CPA and estate attorney to coordinate a holistic approach to minimizing your lifetime tax burden. From tax-loss harvesting and asset location strategies to Roth conversions and charitable giving, we identify and execute opportunities to keep more of what you earn and grow.

  • Tax-loss harvesting and gain deferral strategies
  • Asset location optimization across account types
  • Roth conversion analysis and multi-year planning
  • Charitable giving strategies (donor-advised funds, QCDs)
  • Capital gains planning for business owners and executives
  • Coordination with your CPA and tax professionals
Legacy & Transfer

Estate Planning

Estate planning is about far more than minimizing taxes — it is about ensuring that your values, wishes, and legacy are carried forward in the way you intend. We work with you and your estate attorney to develop a coordinated plan that addresses wealth transfer, asset protection, incapacity planning, and philanthropic goals.

For families with significant wealth, the complexity of estate planning increases substantially. Issues such as generation-skipping transfer taxes, irrevocable trust structures, family limited partnerships, and private foundation management require specialized knowledge and careful coordination among your advisory team. Our advisors have deep experience navigating these complexities and helping families make informed decisions about their legacy.

  • Estate plan review and beneficiary designation audit
  • Trust strategy development and coordination
  • Wealth transfer and gifting strategies
  • Business succession planning
  • Charitable legacy and foundation planning
  • Coordination with estate attorneys and trust companies
Corporate Services

Corporate Benefits Advisory

We provide specialized advisory services to corporate executives and business owners who face unique financial planning challenges. From equity compensation and stock option strategies to employer retirement plan design, our team has the expertise to help you maximize the value of your corporate benefits while managing the associated risks.

Whether you hold significant positions in restricted stock units (RSUs), incentive stock options (ISOs), or non-qualified stock options (NQSOs), our advisors develop diversification and exercise strategies that balance tax efficiency, risk management, and liquidity needs. For business owners, we also provide guidance on retirement plan selection and design, including 401(k), cash balance, and defined benefit plans.

  • Stock option and equity compensation planning
  • Executive deferred compensation strategies
  • Concentrated company stock diversification
  • Employer retirement plan design and consulting
  • Business owner exit and succession planning
  • Key person insurance and buy-sell agreement review

Let's Discuss Your Financial Goals

Every client relationship begins with a conversation. Schedule a complimentary consultation to learn how our services can be tailored to your needs.

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